SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSN

Address:
120 BROADWAY 35TH FLOOR
NEW YORK, NY 102710080
United States
Telephone: (212) 313-1317

Annual lobbyist employer reports

Employers are required to file annual reports for any year in which they have registered lobbyists, even if there is no reportable activity. The list below includes all reports for 2016 and later. Reports for periods prior to 2016 are available in our advanced search by searching for forms L1, L2, L3 and amendments.

Report for year Date filed/amended
2018 02/28/2019
2017 03/29/2018

Registered lobbyists of SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSN

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Monthly report has been filed. Click to view report.
Monthly report not due yet.
Draft lobbying report created electronically but not submitted.
Monthly report due but not filed. *Based on current registration records.
Not lobbying for SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSN during this filing period.
Exempt from lobbying for SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSN during this filing period.
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